Search Results: keywords:"rule 15c2-11"

  • S. 3676 — To except quotations of fixed-income securities from certain regulatory requirements, and for other purposes.
    Status:Introduced in Senate
    Words:755

    S. 3676 aims to exempt quotations of fixed-income securities from specific regulatory requirements. The bill identifies that the Securities and Exchange Commission's Rule 15c2-11, which primarily deals with over-the-counter markets, should not apply to fixed-income...

    Simple Explanation

    This bill is like saying certain rules that usually keep an eye on some types of money and borrowing deals don't have to follow these rules anymore, so businesses can work more easily and borrow money in a special way.

  • H. R. 7092 — To except quotations of fixed-income securities from certain regulatory requirements, and for other purposes.
    Status:Introduced in House
    Words:656

    H.R. 7092, known as the "Protecting Private Job Creators Act," aims to remove certain regulatory requirements for fixed-income securities. Specifically, the bill proposes that Section 240.15c2–11 of the Code of Federal Regulations should not apply to these types of...

    Simple Explanation

    H.R. 7092 wants to make it so that some money rules don't apply to certain kinds of lending investments, like bonds. This makes it easier for businesses to get money without the same rules that are used for stocks.